Ka Tung Kwan
關家棟
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Tung Kwan (關家棟), a licensed former licensee with CE reference AXH174. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Henderson Global Investors (Hong Kong) Limited 亨德森全球投資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-08-12 | 2014-09-25 |
| Henderson Global Investors (Hong Kong) Limited 亨德森全球投資(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2013-08-12 | 2014-09-25 |
| China Universal Asset Management (Hong Kong) Company Limited 匯添富資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2011-05-17 | 2013-07-31 |
| China Universal Asset Management (Hong Kong) Company Limited 匯添富資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2011-05-17 | 2013-07-31 |