Tat Yan Ng
吳達仁
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tat Yan Ng (吳達仁), a licensed former licensee with CE reference AEA162. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Dah Sing Securities Limited 大新證券有限公司 |
RO | Type 1 — Dealing in securities | 2004-06-16 | 2007-11-08 |
| Dah Sing Securities Limited 大新證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-06-16 |
| Dah Sing Securities Limited 大新證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-08-27 |
| Dah Sing Securities Limited 大新證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-08-27 |
| Dah Sing Securities Limited 大新證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-08-27 |