Excelsior Capital Asia (HK) Limited

溢盛亞洲投資管理有限公司

CE No. AFK254 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Excelsior Capital Asia (HK) Limited (溢盛亞洲投資管理有限公司), a Hong Kong-based licensed corporation with CE reference AFK254. Currently licensed for regulated activity type(s) 4 — Advising on securities; 9 — Asset management. Current licensed staff on file: 2 (total recorded over time: 8).

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Registered address

Unit 621, Level 6, Core F, Cyberport 3, 100 Cyberport Road

Licence history

Activity	From	To
Type 4 — Advising on securities	present	present
Type 9 — Asset management	present	present
Type 6 — Advising on corporate finance	present	2026-03-09

Licensed staff (all-time) (8)
Active on date

4 Advising on securities 6 Advising on corporate finance 9 Asset management

RO only

Name	Activities	First licensed	To
Dicken Chiu 趙迪勤	RO 4, 9 Rep 4, 9	2018-09	Present
Jonathan Koon Wah Chung 鍾冠華	RO 4, 9	2025-11	Present
Gary Martin Lawrence	RO 4, 6, 9	Pre-2003	2025-11
John Kin Ping Yang 楊建平	RO 4, 6, 9 Rep 4, 6, 9	2005-01	2025-11
Lai Yee Yung 容麗兒	RO 4, 6, 9	2004-12	2012-03
Jung Hyung Cho 趙正衡	Rep 4, 9	2018-09	2019-05
Thomas Rhoads Frick	Rep 4, 9	2018-09	2022-01
Stefan Andre Pouliot 包成輝	Rep 4, 9	2021-11	2023-02