Stefan Andre Pouliot
包成輝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stefan Andre Pouliot (包成輝), a licensed former licensee with CE reference BEU006. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| MCM Asia Limited (以曼睿資本名義經營業務) |
Rep | Type 4 — Advising on securities | 2023-04-13 | 2025-05-01 |
| MCM Investment Partners Limited (以曼睿資管名義經營業務) |
Rep | Type 9 — Asset management | 2023-04-13 | 2025-05-01 |
| Excelsior Capital Asia (HK) Limited 溢盛亞洲投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2021-11-26 | 2023-02-16 |
| Excelsior Capital Asia (HK) Limited 溢盛亞洲投資管理有限公司 |
Rep | Type 9 — Asset management | 2021-11-26 | 2023-02-16 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-12-13 | 2018-04-01 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-12-13 | 2018-04-01 |
| Quam Capital Limited 華富建業企業融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-01-21 | 2016-11-30 |