Lai Yee Yung
容麗兒
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lai Yee Yung (容麗兒), a licensed former licensee with CE reference AIR507. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Excelsior Capital Asia (HK) Limited 溢盛亞洲投資管理有限公司 |
RO | Type 4 — Advising on securities | 2004-12-07 | 2012-03-31 |
| Excelsior Capital Asia (HK) Limited 溢盛亞洲投資管理有限公司 |
RO | Type 6 — Advising on corporate finance | 2004-12-07 | 2012-03-31 |
| Excelsior Capital Asia (HK) Limited 溢盛亞洲投資管理有限公司 |
RO | Type 9 — Asset management | 2004-12-07 | 2012-03-31 |