So Har Lam
林素霞
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for So Har Lam (林素霞), a licensed former licensee with CE reference AGK868. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SOLARSTONE CAPITAL LIMITED 朝盛資本有限公司 |
Rep | Type 1 — Dealing in securities | 2018-07-06 | 2025-07-30 |
| M&F Asset Management Limited 渼豐資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2018-05-23 | 2018-07-01 |
| Ark Securities (Hong Kong) Limited 同舟證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2017-06-30 | 2018-03-31 |
| Ark Futures (Hong Kong) Limited 同舟期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-06-30 | 2018-03-31 |
| Hantec Futures Limited 亨達期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-04-19 | 2014-05-30 |
| Hantec Securities Co. Limited 亨達證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-04-24 | 2014-05-30 |
| Karl Thomson Finance Limited 高信財務有限公司 |
Rep | Type 8 — Securities margin financing | present | 2004-03-11 |