Ting San Tai
戴庭燊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ting San Tai (戴庭燊), a licensed Responsible Officer with CE reference AAV541. Currently licensed at 1 firm(s): Wai Man Stock & Shares Company Limited. Active regulated activities: Type 1 - Dealing in securities. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wai Man Stock & Shares Company Limited 偉民股票買賣有限公司 |
RO | Type 1 - Dealing in securities | present | present |
| Wai Man Stock & Shares Company Limited 偉民股票買賣有限公司 |
RO | Type 4 - Advising on securities | present | 2005-02-23 |
| Wai Man Stock & Shares Company Limited 偉民股票買賣有限公司 |
RO | Type 6 - Advising on corporate finance | present | 2004-11-30 |
| Wai Man Stock & Shares Company Limited 偉民股票買賣有限公司 |
RO | Type 9 - Asset management | present | 2004-11-30 |