Wai Man Tai
戴偉民
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Man Tai (戴偉民), a licensed former licensee with CE reference AAA615. This person has 14.4 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wai Man Stock & Shares Company Limited 偉民股票買賣有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2017-09-05 |
| Wai Man Stock & Shares Company Limited 偉民股票買賣有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2005-02-23 |
| Wai Man Stock & Shares Company Limited 偉民股票買賣有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2004-11-30 |
| Wai Man Stock & Shares Company Limited 偉民股票買賣有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2004-11-30 |
Worked alongside
The 4 closest colleagues, strongest tie first — individuals licensed at the same firm as Wai Man Tai during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Ting San Tai | Wai Man Stock & Shares Company Limited | 2003–2017 |
| Yee Wah Tai | Wai Man Stock & Shares Company Limited | 2003–2017 |
| Nellie Kit Fun Leong | Wai Man Stock & Shares Company Limited | 2003–2011 |
| Ting Fong Tai | Wai Man Stock & Shares Company Limited | 2008–2010 |