Anita Kit Lan Shum
沈潔蘭
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Anita Kit Lan Shum (沈潔蘭), a licensed former licensee with CE reference AFC592. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Chariot Capital Management Limited |
RO | Type 9 — Asset management | 2014-03-07 | 2023-06-01 |
| HT Capital Management Limited | RO | Type 9 — Asset management | 2007-07-13 | 2013-04-27 |
| HT Capital Management Limited | Rep | Type 9 — Asset management | 2005-06-22 | 2007-07-13 |
| HT Capital Management Limited | Rep | Type 9 — Asset management | 2004-06-12 | 2004-10-15 |
| HT Capital Management Limited | RO | Type 9 — Asset management | 2004-03-25 | 2004-06-12 |
| HT Capital Management Limited | Rep | Type 4 — Advising on securities | present | 2003-05-21 |
| HT Capital Management Limited | Rep | Type 6 — Advising on corporate finance | present | 2003-05-21 |
| HT Capital Management Limited | Rep | Type 9 — Asset management | present | 2004-03-25 |