Anita Kit Lan Shum
沈潔蘭
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Anita Kit Lan Shum (沈潔蘭), a licensed former licensee with CE reference AFC592. This person has 18.6 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Chariot Capital Management Limited |
RO | Type 9 - Asset management | 2014-03-07 | 2023-06-01 |
| HT Capital Management Limited | RO | Type 9 - Asset management | 2007-07-13 | 2013-04-27 |
| HT Capital Management Limited | Rep | Type 9 - Asset management | 2005-06-22 | 2007-07-13 |
| HT Capital Management Limited | Rep | Type 9 - Asset management | 2004-06-12 | 2004-10-15 |
| HT Capital Management Limited | RO | Type 9 - Asset management | 2004-03-25 | 2004-06-12 |
| HT Capital Management Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2003-05-21 |
| HT Capital Management Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-05-21 |
| HT Capital Management Limited | Rep | Type 9 - Asset management | Pre-2003 | 2004-03-25 |
Worked alongside
The 12 closest colleagues, strongest tie first — individuals licensed at the same firm as Anita Kit Lan Shum during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Florence Sze Mei Cheung | Chariot Capital Management Limited | 2014–2023 |
| Allan Chun Hoi Cheung | Chariot Capital Management Limited | 2014–2023 |
| Karl Morys Ewhen Hurst | HT Capital Management Limited | 2003–2013 |
| Ophelia Tze Ming Hurst | HT Capital Management Limited | 2003–2013 |
| Ka Yi Wong | HT Capital Management Limited | 2006–2013 |
| Ka Wing Wong | HT Capital Management Limited | 2008–2013 |
| Chi Ming Shiu | HT Capital Management Limited | 2007–2008 |
| Terrace Pak Hing Chum | HT Capital Management Limited | 2007–2008 |
| Russell Davidson | HT Capital Management Limited | 2010–2011 |
| Wing Ki Fung | HT Capital Management Limited | 2004 |
| John Chung Lee | HT Capital Management Limited | 2007 |
| Vivian Gi Yue Lee | HT Capital Management Limited | 2005 |