Ka Yee Tai
戴嘉儀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Yee Tai (戴嘉儀), a licensed former licensee with CE reference ANH346. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HT Capital Management Limited | Rep | Type 9 — Asset management | 2014-07-07 | 2014-08-29 |
| Cube Capital HK Limited | Rep | Type 9 — Asset management | 2009-05-20 | 2014-06-30 |
| Temujin Global Asset Management Limited 泰潤環球資產管理有限公司 |
Rep | Type 9 — Asset management | 2008-10-02 | 2009-01-08 |
| Descartes Global Asset Management Limited 阜豐環球資產管理有限公司 |
Rep | Type 9 — Asset management | 2007-10-18 | 2008-08-31 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-05-30 | 2007-06-09 |
| UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-05-30 | 2007-06-09 |
| Rakuten Securities Hong Kong Limited 樂天證券香港有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2006-04-24 | 2006-05-18 |