Chi Ming Shiu
蕭志明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Ming Shiu (蕭志明), a licensed former licensee with CE reference ALW470. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HT Capital Management Limited | Rep | Type 9 — Asset management | 2007-06-06 | 2008-07-04 |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2005-05-13 | 2007-01-05 |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 |
Rep | Type 9 — Asset management | 2005-05-13 | 2007-01-05 |