Siu Lun Lee

李兆麟
CE No. AAE396 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Lun Lee (李兆麟), a licensed former licensee with CE reference AAE396. This person has 16.9 years of SFC licence history. Total licence records on file: 4.

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Licence history

FirmRoleRegulated activityFromTo
Siu On Securities Limited
兆安證券有限公司
RO Type 1 - Dealing in securities Pre-2003 2020-02-25
Siu On Securities Limited
兆安證券有限公司
RO Type 4 - Advising on securities Pre-2003 2004-10-29
Siu On Securities Limited
兆安證券有限公司
RO Type 6 - Advising on corporate finance Pre-2003 2004-10-29
Siu On Securities Limited
兆安證券有限公司
RO Type 9 - Asset management Pre-2003 2004-10-29

Worked alongside

The 7 closest colleagues, strongest tie first — individuals licensed at the same firm as Siu Lun Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Kit Yi Wan Siu On Securities Limited 2003–2020
Dah Bin Teresa Lee Chiu Siu On Securities Limited 2003–2020
Shuet Ping Leung Siu On Securities Limited 2003–2020
Wai Ming Chu Siu On Securities Limited 2003–2017
Humphrey Hang Fai Lee Siu On Securities Limited 2008–2020
Ching Shek Siu On Securities Limited 2003–2008
Matthew Man Fai Lee Siu On Securities Limited 2012–2020
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