SIIC Asset Management Company Limited
上海實業資產管理有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for SIIC Asset Management Company Limited (上海實業資產管理有限公司), CE reference ACP152. Currently licensed for regulated activity type(s) 9. Current licensed staff on file: 3.
Registered address
27/F, Harcourt House, 39 Gloucester Road, Wanchai
Licence history
| Activity | From | To |
|---|---|---|
| Type 9 — Asset management | present | present |
| Type 4 — Advising on securities | present | 2004-07-30 |
| Type 5 — Advising on futures contracts | present | 2004-07-30 |
| Type 6 — Advising on corporate finance | present | 2004-07-30 |
Licensed staff (3)
As of
| Name | Activities | Since |
|---|---|---|
| Zhengyi Tao 陶正毅 | RO 9 | 2015-07 |
| Lei (SFC:AUW918) Zhang 張磊 | RO 9 | 2010-07 |
| Agnes Miu Shan Tsui 徐妙珊 | Rep 9 | 2013-11 |
Showing 1–3 of 3