Kelvin Ka Ming Sze
施嘉銘
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kelvin Ka Ming Sze (施嘉銘), a licensed former licensee with CE reference AOU402. This person has 10.1 years of SFC licence history. Total licence records on file: 12.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Natixis Asia Limited | Rep | Type 1 - Dealing in securities | 2023-12-04 | 2025-05-28 |
| Natixis Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2023-12-04 | 2025-05-28 |
| Cheung On Securities Limited 長安證券有限公司 |
Rep | Type 4 - Advising on securities | 2023-11-17 | 2023-11-17 |
| Cheung On Securities Limited 長安證券有限公司 |
RO | Type 4 - Advising on securities | 2023-10-18 | 2023-11-17 |
| Cheung On Securities Limited 長安證券有限公司 |
RO | Type 9 - Asset management | 2023-10-18 | 2023-11-17 |
| Cheung On Securities Limited 長安證券有限公司 |
Rep | Type 9 - Asset management | 2023-09-26 | 2023-10-18 |
| New Region Securities Company Limited 恒盛證券有限公司 |
Rep | Type 1 - Dealing in securities | 2023-07-07 | 2023-09-21 |
| New Region Securities Company Limited 恒盛證券有限公司 |
Rep | Type 9 - Asset management | 2023-07-07 | 2023-09-21 |
| Aisance Asset Management Limited 君達資產管理有限公司 |
Rep | Type 9 - Asset management | 2014-02-19 | 2015-10-15 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2010-08-20 | 2013-12-04 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2007-04-11 | 2013-12-04 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2007-04-11 | 2010-08-20 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kelvin Ka Ming Sze during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.