Chun On John Lee
李進安
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chun On John Lee (李進安), a licensed former licensee with CE reference BNU213. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Glory Sun Securities Limited 寶新證券有限公司 |
Rep | Type 1 — Dealing in securities | 2024-01-11 | 2024-09-26 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2022-09-21 | 2023-12-11 |
| New Region Securities Company Limited 恒盛證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-09-16 | 2022-08-31 |
| New Region Securities Company Limited 恒盛證券有限公司 |
Rep | Type 9 — Asset management | 2021-09-16 | 2022-08-31 |
| One Heritage Capital Management Limited 太一資本管理有限公司 |
Rep | Type 4 — Advising on securities | 2020-11-06 | 2021-06-30 |
| One Heritage Capital Management Limited 太一資本管理有限公司 |
Rep | Type 9 — Asset management | 2020-11-06 | 2021-06-30 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2019-10-04 | 2020-09-02 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2019-08-13 | 2020-09-02 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 9 — Asset management | 2019-08-13 | 2020-09-02 |
| Topaz Financial Group Limited 瑭明金融集團有限公司 |
Rep | Type 1 — Dealing in securities | 2018-11-14 | 2019-07-19 |
| Topaz Financial Group Limited 瑭明金融集團有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-11-14 | 2019-07-19 |
| Topaz Capital Management Limited 瑭明資本管理有限公司 |
Rep | Type 9 — Asset management | 2018-11-14 | 2019-07-19 |