South Ocean Management Limited

CE No. ABH736 Licensed corporation Active

Information

Summary:: This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for South Ocean Management Limited, a Hong Kong-based licensed corporation with CE reference ABH736. Currently licensed for regulated activity type(s) 9 - Asset management. Current licensed staff on file: 5 (total recorded over time: 8).
Category:: Buyside · Hedge fund
Registered address:: 15E The Phoenix Building, No 23 Luard Road, Wanchai
Website:
LinkedIn:

Activity	From	To
Type 9 - Asset management	Pre-2003	present
Type 4 - Advising on securities	Pre-2003	2005-02-05
Type 6 - Advising on corporate finance	Pre-2003	2005-02-05

- Total licensed staff, all activities

Active on date RO only

Name	Activities	First licensed	To
Jr Richard Esterbrook Mc Connell	RO 4, 6, 9	Pre-2003	Present
Stephen Richard Taw	RO 9	2006-06	Present
Anthony Hogest D'Silva	Rep 9	2016-12	Present
Darren Karl D'Souza	Rep 9	2019-03	Present
Wing Yen Yip 葉泳妡	Rep 9	2014-05	Present
Sheung Kam Yau 邱湘琴	Rep 9	2013-03	2016-08
Yiu Wing Lam 林耀榮	Rep 9	2007-04	2007-08
John Cyril Lester Schofield	RO 9	2005-07	2006-01