Yiu Wing Lam
林耀榮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yiu Wing Lam (林耀榮), a licensed former licensee with CE reference ABU046. This person has 3.6 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| LBN Advisers Limited 利邦投資顧問有限公司 |
RO | Type 9 - Asset management | 2007-09-13 | 2009-10-31 |
| South Ocean Management Limited | Rep | Type 9 - Asset management | 2007-04-13 | 2007-08-31 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-05-03 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-05-03 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-05-03 |
Worked alongside
The 6 closest colleagues, strongest tie first — individuals licensed at the same firm as Yiu Wing Lam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Lai Ling Co | LBN Advisers Limited | 2007–2009 |
| Benjamin Sam Kit Chang | LBN Advisers Limited | 2007–2009 |
| Stephen Richard Taw | South Ocean Management Limited | 2007 |
| Jr Richard Esterbrook Mc Connell | South Ocean Management Limited | 2007 |
| Pauline Yuen Ling Lau | LBN Advisers Limited | 2009 |
| Yang Yang | LBN Advisers Limited | 2009 |