Yuen Yee Woo Chow

胡周婉儀
CE No. AAI370 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuen Yee Woo Chow (胡周婉儀), a licensed former licensee with CE reference AAI370. Total licence records on file: 4.

Licence history

FirmRoleRegulated activityFromTo
S W Woo And Company Limited
榮興證券有限公司
RO Type 1 - Dealing in securities present 2023-05-16
S W Woo And Company Limited
榮興證券有限公司
RO Type 4 - Advising on securities present 2004-10-11
S W Woo And Company Limited
榮興證券有限公司
RO Type 6 - Advising on corporate finance present 2004-10-11
S W Woo And Company Limited
榮興證券有限公司
RO Type 9 - Asset management present 2004-10-11

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