Yuen Yee Woo Chow

胡周婉儀
CE No. AAI370 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuen Yee Woo Chow (胡周婉儀), a licensed former licensee with CE reference AAI370. This person has 20.1 years of SFC licence history. Total licence records on file: 4.

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Licence history

FirmRoleRegulated activityFromTo
S W Woo And Company Limited
榮興證券有限公司
RO Type 1 - Dealing in securities Pre-2003 2023-05-16
S W Woo And Company Limited
榮興證券有限公司
RO Type 4 - Advising on securities Pre-2003 2004-10-11
S W Woo And Company Limited
榮興證券有限公司
RO Type 6 - Advising on corporate finance Pre-2003 2004-10-11
S W Woo And Company Limited
榮興證券有限公司
RO Type 9 - Asset management Pre-2003 2004-10-11

Worked alongside

The 5 closest colleagues, strongest tie first — individuals licensed at the same firm as Yuen Yee Woo Chow during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Anissa Sau Wei Woo Chang S W Woo And Company Limited 2003–2023
Sau Wing Woo S W Woo And Company Limited 2003–2023
Lily Kam Fong Mok S W Woo And Company Limited 2003–2023
Shau King Wong S W Woo And Company Limited 2003–2023
Woon Ping Woo S W Woo And Company Limited 2003–2023
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