Lai Mei Ma
馬麗眉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lai Mei Ma (馬麗眉), a licensed former licensee with CE reference AHC358. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Yunfeng Securities Limited 雲鋒證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-12-27 | 2016-08-02 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
Rep | Type 1 — Dealing in securities | 2012-07-26 | 2016-08-02 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 |
Rep | Type 1 — Dealing in securities | 2006-06-29 | 2012-04-23 |
| ETRADE Securities Limited 億創證券有限公司 |
RO | Type 1 — Dealing in securities | 2004-09-02 | 2006-05-03 |
| ETRADE Securities Limited 億創證券有限公司 |
RO | Type 4 — Advising on securities | 2004-09-02 | 2006-05-03 |
| ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2004-02-10 | 2006-05-03 |
| ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2004-02-10 | 2006-05-03 |
| ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-02-10 |
| ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-02-05 |
| ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2004-02-05 |