Thomas Kwok Leung Tam

譚國樑
CE No. BTS051 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Thomas Kwok Leung Tam (譚國樑), a licensed former licensee with CE reference BTS051. This person has 2.9 years of SFC licence history. Total licence records on file: 10.

Information

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Licence history

FirmRoleRegulated activityFromTo
Saxo Capital Markets HK Limited
盛寶金融(香港)有限公司
RO Type 3 - Leveraged foreign exchange trading 2024-03-28 2026-03-31
Saxo Capital Markets HK Limited
盛寶金融(香港)有限公司
RO Type 1 - Dealing in securities 2023-11-14 2026-03-31
Saxo Capital Markets HK Limited
盛寶金融(香港)有限公司
RO Type 2 - Dealing in futures contracts 2023-11-14 2026-03-31
Saxo Capital Markets HK Limited
盛寶金融(香港)有限公司
RO Type 4 - Advising on securities 2023-11-14 2026-03-31
Saxo Capital Markets HK Limited
盛寶金融(香港)有限公司
RO Type 9 - Asset management 2023-11-14 2026-03-31
Saxo Capital Markets HK Limited
盛寶金融(香港)有限公司
Rep Type 1 - Dealing in securities 2023-05-03 2023-11-14
Saxo Capital Markets HK Limited
盛寶金融(香港)有限公司
Rep Type 2 - Dealing in futures contracts 2023-05-03 2023-11-14
Saxo Capital Markets HK Limited
盛寶金融(香港)有限公司
Rep Type 3 - Leveraged foreign exchange trading 2023-05-03 2024-03-28
Saxo Capital Markets HK Limited
盛寶金融(香港)有限公司
Rep Type 4 - Advising on securities 2023-05-03 2023-11-14
Saxo Capital Markets HK Limited
盛寶金融(香港)有限公司
Rep Type 9 - Asset management 2023-05-03 2023-11-14

Worked alongside

The 16 closest colleagues, strongest tie first — individuals licensed at the same firm as Thomas Kwok Leung Tam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Benedict Shang Wei Moh Saxo Capital Markets HK Limited 2023–2026
Chenying Lin Saxo Capital Markets HK Limited 2023–2025
Ho Lam Cheng Saxo Capital Markets HK Limited 2023–2025
Adam James Reynolds Saxo Capital Markets HK Limited 2023–2024
Weng Fai Wong Saxo Capital Markets HK Limited 2023–2024
Nan Yan Saxo Capital Markets HK Limited 2023–2024
Huimin Zhang Saxo Capital Markets HK Limited 2023–2024
Minglong Lin Saxo Capital Markets HK Limited 2023–2024
Xiyuan Ma Saxo Capital Markets HK Limited 2023–2024
Richard Howard Douglas Saxo Capital Markets HK Limited 2023
Kenneth Jen Ming Shih Saxo Capital Markets HK Limited 2023–2024
Qingzhou Ji Saxo Capital Markets HK Limited 2023
Zhi Xing Lee Saxo Capital Markets HK Limited 2023
Wenfeng Li Saxo Capital Markets HK Limited 2023
Yong Ma Saxo Capital Markets HK Limited 2024
Manish Deepak Prasad Saxo Capital Markets HK Limited 2023
Explore the interactive colleague network →

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