Tsz Hei Ching

程梓羲
CE No. BTL153 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tsz Hei Ching (程梓羲), a licensed Responsible Officer with CE reference BTL153. Currently licensed at 1 firm(s): Pollock Asset Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 3.8 years of SFC licence history. Total licence records on file: 6.

Licence history

FirmRoleRegulated activityFromTo
Pollock Asset Management Limited
普樂資本有限公司
RO Type 1 - Dealing in securities 2026-11-13 present
Pollock Asset Management Limited
普樂資本有限公司
RO Type 4 - Advising on securities 2026-11-13 present
Pollock Asset Management Limited
普樂資本有限公司
RO Type 9 - Asset management 2026-11-13 present
Pollock Asset Management Limited
普樂資本有限公司
Rep Type 1 - Dealing in securities 2023-02-10 2026-11-13
Pollock Asset Management Limited
普樂資本有限公司
Rep Type 4 - Advising on securities 2023-02-10 2026-11-13
Pollock Asset Management Limited
普樂資本有限公司
Rep Type 9 - Asset management 2023-02-10 2026-11-13

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