Wanxin Liu
劉宛欣
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wanxin Liu (劉宛欣), a licensed Representative with CE reference BSU965. Currently licensed at 1 firm(s): uSmart Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. This person has 2.2 years of SFC licence history. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| uSmart Securities Limited 盈立證券有限公司 |
Rep | Type 1 - Dealing in securities | 2026-11-06 | present |
| uSmart Securities Limited 盈立證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2026-11-06 | present |
| Goldhorse Capital Management (HK) Limited 金馬資本管理(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2026-04-09 | 2026-10-13 |
| Goldhorse Capital Management (HK) Limited 金馬資本管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2026-04-09 | 2026-10-13 |
| Goldhorse Securities Limited 金馬證券有限公司 |
Rep | Type 1 - Dealing in securities | 2025-12-01 | 2026-10-13 |
| Goldhorse Securities Limited 金馬證券有限公司 |
Rep | Type 4 - Advising on securities | 2025-12-01 | 2026-10-13 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 4 - Advising on securities | 2022-10-28 | 2023-11-04 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 1 - Dealing in securities | 2022-08-01 | 2023-11-04 |
| Chief Commodities Limited 致富期貨商品有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2022-08-01 | 2023-11-04 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wanxin Liu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.