Qingkun Guo
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Qingkun Guo (郭慶坤), a licensed Responsible Officer with CE reference BQR815. Currently licensed at 1 firm(s): UBS Asset Management (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 2.8 years of SFC licence history. Total licence records on file: 12.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Asset Management (Hong Kong) Limited | RO | Type 1 - Dealing in securities | 2025-11-06 | present |
| UBS Asset Management (Hong Kong) Limited | RO | Type 4 - Advising on securities | 2025-11-06 | present |
| UBS Asset Management (Hong Kong) Limited | RO | Type 9 - Asset management | 2025-11-06 | present |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2025-05-26 | 2025-11-06 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2025-05-26 | 2025-11-06 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2025-05-26 | 2025-11-06 |
| Hereditas Capital Management (Asia) Limited 承達資本管理(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2022-10-13 | 2022-10-28 |
| Hereditas Capital Management (Asia) Limited 承達資本管理(亞洲)有限公司 |
Rep | Type 9 - Asset management | 2022-10-13 | 2022-10-28 |
| Hereditas Capital Management (Asia) Limited 承達資本管理(亞洲)有限公司 |
RO | Type 4 - Advising on securities | 2021-11-24 | 2022-10-13 |
| Hereditas Capital Management (Asia) Limited 承達資本管理(亞洲)有限公司 |
RO | Type 9 - Asset management | 2021-11-24 | 2022-10-13 |
| Hereditas Capital Management (Asia) Limited 承達資本管理(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2021-04-12 | 2021-11-24 |
| Hereditas Capital Management (Asia) Limited 承達資本管理(亞洲)有限公司 |
Rep | Type 9 - Asset management | 2021-04-12 | 2021-11-24 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Qingkun Guo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.