Yuan Zhao
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuan Zhao (趙圓), a licensed Representative with CE reference BQK009. Currently licensed at 1 firm(s): Nan Fung Trinity (HK) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 5.0 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nan Fung Trinity (HK) Limited | Rep | Type 1 - Dealing in securities | 2024-03-04 | present |
| Nan Fung Trinity (HK) Limited | Rep | Type 4 - Advising on securities | 2024-03-04 | present |
| Nan Fung Trinity (HK) Limited | Rep | Type 9 - Asset management | 2024-03-04 | present |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2021-12-17 | 2023-09-01 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2021-11-24 | 2023-09-01 |
| UBS Securities Hong Kong Limited | Rep | Type 6 - Advising on corporate finance | 2020-12-11 | 2021-09-17 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yuan Zhao during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.