Jie Sheng

圣洁
CE No. BPV046 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jie Sheng (圣洁), a licensed former licensee with CE reference BPV046. This person has 6.0 years of SFC licence history. Total licence records on file: 10.

Licence history

FirmRoleRegulated activityFromTo
BOCOM International Securities Limited
交銀國際證券有限公司
RO Type 1 - Dealing in securities 2025-06-06 2026-07-22
BOCOM International Securities Limited
交銀國際證券有限公司
RO Type 2 - Dealing in futures contracts 2025-06-06 2026-07-22
BOCOM International Securities Limited
交銀國際證券有限公司
RO Type 4 - Advising on securities 2025-06-06 2026-07-22
BOCOM International Securities Limited
交銀國際證券有限公司
RO Type 5 - Advising on futures contracts 2025-06-06 2026-07-22
BOCOM International Asset Management Limited
交銀國際資產管理有限公司
RO Type 1 - Dealing in securities 2024-10-09 2026-07-22
BOCOM International Asset Management Limited
交銀國際資產管理有限公司
RO Type 4 - Advising on securities 2024-10-09 2026-07-22
BOCOM International Asset Management Limited
交銀國際資產管理有限公司
RO Type 9 - Asset management 2024-10-09 2026-07-22
BOCOM International Asset Management Limited
交銀國際資產管理有限公司
Rep Type 9 - Asset management 2022-04-06 2024-10-09
BOCOM International Asset Management Limited
交銀國際資產管理有限公司
Rep Type 1 - Dealing in securities 2021-03-31 2024-10-09
BOCOM International (Asia) Limited
交銀國際(亞洲)有限公司
Rep Type 1 - Dealing in securities 2020-07-07 2021-04-01

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