Carmen Gar Min Chiu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Carmen Gar Min Chiu (趙嘉雯), a licensed Representative with CE reference BOU551. Currently licensed at 2 firm(s): UBS Securities Asia Limited, UBS Securities Hong Kong Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 7 - Providing automated trading services. This person has 6.5 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2022-08-02 | present |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2022-08-02 | present |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2022-08-02 | present |
| UBS Securities Hong Kong Limited | Rep | Type 7 - Providing automated trading services | 2022-08-02 | present |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2019-09-23 | 2022-03-26 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Carmen Gar Min Chiu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.