Dan Liu
劉丹
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dan Liu (劉丹), a licensed former licensee with CE reference BNU015. This person has 5.4 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Finloop Finance Limited 星路金融有限公司 |
Rep | Type 1 - Dealing in securities | 2023-11-29 | 2024-06-28 |
| Ping An Securities (Hong Kong) Company Limited 平安證券（香港）有限公司 |
Rep | Type 1 - Dealing in securities | 2023-03-08 | 2023-11-08 |
| Finloop Finance Limited 星路金融有限公司 |
Rep | Type 1 - Dealing in securities | 2021-05-24 | 2023-02-12 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 1 - Dealing in securities | 2018-11-30 | 2021-05-07 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Dan Liu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.