Isaac Kirby Poole
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Isaac Kirby Poole, a licensed Responsible Officer with CE reference BMW398. Currently licensed at 2 firm(s): Ascalon Capital Limited, Oreana Financial Services Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 8.3 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ascalon Capital Limited | RO | Type 9 - Asset management | 2021-12-23 | present |
| Oreana Financial Services Limited 澳利亞金融服務有限公司 |
RO | Type 1 - Dealing in securities | 2020-05-22 | present |
| Oreana Financial Services Limited 澳利亞金融服務有限公司 |
RO | Type 4 - Advising on securities | 2019-02-28 | present |
| Oreana Financial Services Limited 澳利亞金融服務有限公司 |
RO | Type 9 - Asset management | 2019-02-28 | present |
| Oreana Financial Services Limited 澳利亞金融服務有限公司 |
Rep | Type 1 - Dealing in securities | 2018-05-11 | 2020-05-22 |
| Oreana Financial Services Limited 澳利亞金融服務有限公司 |
Rep | Type 4 - Advising on securities | 2018-05-11 | 2019-02-28 |
| Oreana Financial Services Limited 澳利亞金融服務有限公司 |
Rep | Type 9 - Asset management | 2018-05-11 | 2019-02-28 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Isaac Kirby Poole during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.