Yen Sheng Wu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yen Sheng Wu (吴彦生), a licensed Responsible Officer with CE reference BMG512. Currently licensed at 1 firm(s): RIME Capital Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 7.4 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RIME Capital Limited 霧凇資本有限公司 |
RO | Type 1 - Dealing in securities | 2023-06-21 | present |
| RIME Capital Limited 霧凇資本有限公司 |
RO | Type 4 - Advising on securities | 2021-12-03 | present |
| RIME Capital Limited 霧凇資本有限公司 |
RO | Type 9 - Asset management | 2021-12-03 | present |
| RIME Capital Limited 霧凇資本有限公司 |
Rep | Type 1 - Dealing in securities | 2020-06-10 | 2023-06-21 |
| RIME Capital Limited 霧凇資本有限公司 |
Rep | Type 4 - Advising on securities | 2019-04-10 | 2021-12-03 |
| RIME Capital Limited 霧凇資本有限公司 |
Rep | Type 9 - Asset management | 2019-04-10 | 2021-12-03 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yen Sheng Wu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Chih-Hui Lee | RIME Capital Limited | 2019–2024 |
| Tracy Po-Yi Wong | RIME Capital Limited | 2020–2023 |
| Geoffrey Poon | RIME Capital Limited | 2019–2022 |
| Danwei Ma | RIME Capital Limited | 2024–present |
| Xingpei Song | RIME Capital Limited | 2024–present |
| Chun Kuei Yu | RIME Capital Limited | 2020–2023 |
| Xiaofu Ma | RIME Capital Limited | 2024–present |
| Ying Zhuo | RIME Capital Limited | 2024–present |
| Gang Zhou | RIME Capital Limited | 2024–present |
| Shaohua Wang | RIME Capital Limited | 2024–present |
| Xiaoyu Gao | RIME Capital Limited | 2025–present |
| Henry Kwok Fung Hung | RIME Capital Limited | 2024–2025 |
| Jingyi Chang | RIME Capital Limited | 2025–present |
| Wenjun Yao | RIME Capital Limited | 2024–2025 |
| Jiejin Zhou | RIME Capital Limited | 2025–present |
| Yusheng Cui | RIME Capital Limited | 2025–2026 |
| Hesen Liu | RIME Capital Limited | 2025–2026 |
| Yang Huan Sun | RIME Capital Limited | 2025–2026 |
| Yao Wang | RIME Capital Limited | 2025–2026 |
| Dengke Pan | RIME Capital Limited | 2024 |