Mariko Wada
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mariko Wada, a licensed Representative with CE reference BLU069. Currently licensed at 1 firm(s): Citigroup Global Markets Asia Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities. This person has 8.5 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2020-11-19 | present |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2020-10-22 | present |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2020-10-22 | present |
| Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 三井住友德思資產管理(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2019-10-01 | 2020-10-07 |
| Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 三井住友德思資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2019-10-01 | 2020-10-07 |
| Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 三井住友德思資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2019-10-01 | 2020-10-07 |
| Daiwa SB Investments (HK) Limited 大和住銀投信投資顧問(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2018-01-08 | 2019-09-30 |
| Daiwa SB Investments (HK) Limited 大和住銀投信投資顧問(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2018-01-08 | 2019-09-30 |
| Daiwa SB Investments (HK) Limited 大和住銀投信投資顧問(香港)有限公司 |
Rep | Type 9 - Asset management | 2018-01-08 | 2019-09-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Mariko Wada during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.