Augustine Tak Chi Lai
黎德志
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Augustine Tak Chi Lai (黎德志), a licensed former licensee with CE reference BLI147. This person has 8.2 years of SFC licence history. Total licence records on file: 24.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mega Global Securities Limited 巨量全球證券有限公司 |
RO | Type 1 - Dealing in securities | 2025-06-25 | 2026-05-15 |
| Mega Global Securities Limited 巨量全球證券有限公司 |
RO | Type 4 - Advising on securities | 2025-06-25 | 2026-05-15 |
| Mega Global Securities Limited 巨量全球證券有限公司 |
RO | Type 9 - Asset management | 2025-06-25 | 2026-05-15 |
| Novel Wealth Management Limited 諾緯資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2023-01-17 | 2025-04-01 |
| Novel Wealth Management Limited 諾緯資產管理有限公司 |
RO | Type 4 - Advising on securities | 2023-01-17 | 2025-04-01 |
| Novel Wealth Management Limited 諾緯資產管理有限公司 |
RO | Type 9 - Asset management | 2023-01-17 | 2025-04-01 |
| Novel Wealth Management Limited 諾緯資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2022-09-13 | 2023-01-17 |
| Novel Wealth Management Limited 諾緯資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2022-09-13 | 2023-01-17 |
| Novel Wealth Management Limited 諾緯資產管理有限公司 |
Rep | Type 9 - Asset management | 2022-09-13 | 2023-01-17 |
| Novel Wealth Management Limited 諾緯資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2021-04-12 | 2022-09-13 |
| Novel Wealth Management Limited 諾緯資產管理有限公司 |
RO | Type 4 - Advising on securities | 2021-04-12 | 2022-09-13 |
| Novel Wealth Management Limited 諾緯資產管理有限公司 |
RO | Type 9 - Asset management | 2021-04-12 | 2022-09-13 |
| ROYAL MORGAN FUND MANAGEMENT CO. LIMITED 御摩基金管理有限公司 |
RO | Type 1 - Dealing in securities | 2018-08-01 | 2021-03-15 |
| ROYAL MORGAN FUND MANAGEMENT CO. LIMITED 御摩基金管理有限公司 |
RO | Type 4 - Advising on securities | 2018-08-01 | 2021-03-15 |
| ROYAL MORGAN FUND MANAGEMENT CO. LIMITED 御摩基金管理有限公司 |
RO | Type 9 - Asset management | 2018-08-01 | 2021-03-15 |
| ROYAL MORGAN FUND MANAGEMENT CO. LIMITED 御摩基金管理有限公司 |
Rep | Type 1 - Dealing in securities | 2018-07-19 | 2018-08-01 |
| ROYAL MORGAN FUND MANAGEMENT CO. LIMITED 御摩基金管理有限公司 |
Rep | Type 4 - Advising on securities | 2018-07-19 | 2018-08-01 |
| ROYAL MORGAN FUND MANAGEMENT CO. LIMITED 御摩基金管理有限公司 |
Rep | Type 9 - Asset management | 2018-07-19 | 2018-08-01 |
| China Zhong Heng Finance Group Limited 中國中恒金融集團有限公司 |
RO | Type 1 - Dealing in securities | 2017-12-22 | 2018-07-04 |
| China Zhong Heng Finance Group Limited 中國中恒金融集團有限公司 |
RO | Type 4 - Advising on securities | 2017-12-22 | 2018-07-04 |
| China Zhong Heng Finance Group Limited 中國中恒金融集團有限公司 |
RO | Type 9 - Asset management | 2017-12-22 | 2018-07-04 |
| China Zhong Heng Finance Group Limited 中國中恒金融集團有限公司 |
Rep | Type 1 - Dealing in securities | 2017-11-09 | 2017-12-22 |
| China Zhong Heng Finance Group Limited 中國中恒金融集團有限公司 |
Rep | Type 4 - Advising on securities | 2017-11-09 | 2017-12-22 |
| China Zhong Heng Finance Group Limited 中國中恒金融集團有限公司 |
Rep | Type 9 - Asset management | 2017-11-09 | 2017-12-22 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Augustine Tak Chi Lai during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.