Xiaoxia Yu
蔚曉霞
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaoxia Yu (蔚曉霞), a licensed former licensee with CE reference BLH691. This person has 8.5 years of SFC licence history. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Victory Securities Company Limited 勝利證券有限公司 |
Rep | Type 1 - Dealing in securities | 2026-02-13 | 2026-08-13 |
| Victory Securities Company Limited 勝利證券有限公司 |
Rep | Type 4 - Advising on securities | 2026-02-13 | 2026-08-13 |
| Victory Securities Company Limited 勝利證券有限公司 |
Rep | Type 9 - Asset management | 2026-02-13 | 2026-08-13 |
| Canfield Securities Company Limited 勤豐證券有限公司 |
Rep | Type 4 - Advising on securities | 2019-01-31 | 2025-12-20 |
| Canfield Securities Company Limited 勤豐證券有限公司 |
Rep | Type 9 - Asset management | 2019-01-31 | 2025-12-20 |
| Canfield Securities Company Limited 勤豐證券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-11-15 | 2025-12-20 |
| Honor Securities (HK) Limited 匯恆證券（香港）有限公司 |
Rep | Type 1 - Dealing in securities | 2017-11-23 | 2018-09-30 |
| Honor Asset Management Limited 匯恆資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2017-11-23 | 2018-09-30 |
| Honor Asset Management Limited 匯恆資產管理有限公司 |
Rep | Type 9 - Asset management | 2017-11-23 | 2018-09-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Xiaoxia Yu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.