Shuk Yan Au
區淑炘
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shuk Yan Au (區淑炘), a licensed Representative with CE reference BIZ311. Currently licensed at 1 firm(s): Oaktree Capital (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 9.4 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Oaktree Capital (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2020-06-11 | present |
| Oaktree Capital (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2020-06-11 | present |
| HSBC Corporate Finance (Hong Kong) Limited | Rep | Type 6 - Advising on corporate finance | 2017-02-24 | 2020-04-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Shuk Yan Au during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.