Nicholas Hallam
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nicholas Hallam, a licensed former licensee with CE reference BIM618. This person has 9.2 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Instinet Pacific Limited 極訊亞太有限公司 |
Rep | Type 1 - Dealing in securities | 2025-06-20 | 2026-07-20 |
| Instinet Pacific Limited 極訊亞太有限公司 |
Rep | Type 4 - Advising on securities | 2025-06-20 | 2026-07-20 |
| Instinet Pacific Limited 極訊亞太有限公司 |
Rep | Type 7 - Providing automated trading services | 2025-06-20 | 2026-07-20 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2022-09-13 | 2025-03-19 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2022-09-13 | 2025-03-19 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2022-09-13 | 2025-03-19 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 - Dealing in securities | 2016-11-03 | 2022-05-26 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Nicholas Hallam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.