Gaurav Gupta
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Gaurav Gupta, a licensed former licensee with CE reference BHK454. This person has 5.2 years of SFC licence history. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Rockhampton Management Limited | Rep | Type 9 - Asset management | 2021-05-17 | 2023-05-05 |
| Auroville Investment Management (HK) Limited | Rep | Type 9 - Asset management | 2018-02-22 | 2020-01-31 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2016-05-03 | 2017-08-07 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2016-05-03 | 2017-08-07 |
Worked alongside
The 18 closest colleagues, strongest tie first — individuals licensed at the same firm as Gaurav Gupta during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.