Kai Ni Lee
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kai Ni Lee (李佳妮), a licensed Representative with CE reference BGX759. Currently licensed at 3 firm(s): China Xin Yongan Futures Company Limited, Xin Yongan International Asset Management Company Limited, Xin Yongan International Securities Company Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities; Type 5 - Advising on futures contracts; Type 9 - Asset management. This person has 10.4 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Xin Yongan Futures Company Limited 中國新永安期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2020-04-01 | present |
| China Xin Yongan Futures Company Limited 中國新永安期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | 2020-04-01 | present |
| Xin Yongan International Asset Management Company Limited 新永安國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2020-04-01 | present |
| Xin Yongan International Securities Company Limited 新永安國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2020-03-09 | present |
| Xin Yongan International Asset Management Company Limited 新永安國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2020-03-09 | present |
| Mango Financial Limited 芒果金融有限公司 |
Rep | Type 4 - Advising on securities | 2018-10-05 | 2020-03-05 |
| Mango Financial Limited 芒果金融有限公司 |
Rep | Type 1 - Dealing in securities | 2018-06-21 | 2020-03-05 |
| Yue Xiu Futures Company Limited 越秀期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2017-11-24 | 2018-05-11 |
| Yue Xiu Securities Company Limited 越秀証券有限公司 |
Rep | Type 1 - Dealing in securities | 2016-01-29 | 2018-05-11 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kai Ni Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.