Lyu Yao
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lyu Yao (姚律), a licensed Responsible Officer with CE reference BJC557. Currently licensed at 2 firm(s): China Xin Yongan Futures Company Limited, Xin Yongan International Asset Management Company Limited. Active regulated activities: Type 2 - Dealing in futures contracts; Type 4 - Advising on securities; Type 5 - Advising on futures contracts; Type 9 - Asset management. This person has 9.2 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Xin Yongan Futures Company Limited 中國新永安期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2022-08-12 | present |
| China Xin Yongan Futures Company Limited 中國新永安期貨有限公司 |
RO | Type 5 - Advising on futures contracts | 2022-08-12 | present |
| Xin Yongan International Asset Management Company Limited 新永安國際資產管理有限公司 |
RO | Type 4 - Advising on securities | 2021-09-14 | present |
| Xin Yongan International Asset Management Company Limited 新永安國際資產管理有限公司 |
RO | Type 9 - Asset management | 2021-09-14 | present |
| Xin Yongan International Asset Management Company Limited 新永安國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2019-04-29 | 2021-09-14 |
| Xin Yongan International Asset Management Company Limited 新永安國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2019-04-29 | 2021-09-14 |
| Xin Yongan International Securities Company Limited 新永安國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-11-16 | 2022-05-23 |
| China Xin Yongan Futures Company Limited 中國新永安期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2017-06-06 | 2022-08-12 |
| China Xin Yongan Futures Company Limited 中國新永安期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | 2017-06-06 | 2022-08-12 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Lyu Yao during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.