Yi Xiao
肖伊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yi Xiao (肖伊), a licensed former licensee with CE reference BGR028. This person has 0.7 years of SFC licence history. Total licence records on file: 7.
Information
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- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ACU Securities Limited |
Rep | Type 1 - Dealing in securities | 2018-05-14 | 2018-09-01 |
| ACU Securities Limited |
Rep | Type 4 - Advising on securities | 2018-05-14 | 2018-09-01 |
| Zinvest Global Limited 尊嘉證券國際有限公司 |
Rep | Type 1 - Dealing in securities | 2017-12-08 | 2018-03-20 |
| Zinvest Global Limited 尊嘉證券國際有限公司 |
Rep | Type 4 - Advising on securities | 2017-12-08 | 2018-03-20 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2016-03-10 | 2016-04-14 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2016-03-10 | 2016-04-14 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2016-03-10 | 2016-04-14 |
Worked alongside
The 12 closest colleagues, strongest tie first — individuals licensed at the same firm as Yi Xiao during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Iven Tak Leung Lai | ACU Securities Limited | 2018 |
| Zhijian Ye | ACU Securities Limited | 2018 |
| Ming Him Lai | ACU Securities Limited | 2018 |
| Xiaoou Shang | Zinvest Global Limited | 2017–2018 |
| Fung Chuen Cheung | ACU Securities Limited | 2018 |
| Tao Hu | Zinvest Global Limited | 2017–2018 |
| Wing Sing Ma | Zinvest Global Limited | 2017–2018 |
| Matthew Yiu Wing Lee | Zinvest Global Limited | 2017–2018 |
| Chun Wah Wong | Zinvest Global Limited | 2017–2018 |
| Yiu Kwong Wong | ACU Securities Limited | 2018 |
| Ming Fai Chang | ACU Securities Limited | 2018 |
| Jinyuan Chen | Zinvest Global Limited | 2018 |