Chun Wah Wong
王俊華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chun Wah Wong (王俊華), a licensed former licensee with CE reference AAA213. This person has 17.5 years of SFC licence history. Total licence records on file: 42.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Inheritance Asset Management Limited 傳承資產管理有限公司 |
RO | Type 4 - Advising on securities | 2023-05-30 | 2024-06-15 |
| Inheritance Asset Management Limited 傳承資產管理有限公司 |
RO | Type 9 - Asset management | 2023-05-30 | 2024-06-15 |
| Inheritance Asset Management Limited 傳承資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2023-04-27 | 2023-05-30 |
| Inheritance Asset Management Limited 傳承資產管理有限公司 |
Rep | Type 9 - Asset management | 2023-04-27 | 2023-05-30 |
| Zinvest Global Limited 尊嘉證券國際有限公司 |
RO | Type 1 - Dealing in securities | 2021-09-06 | 2022-12-21 |
| Zinvest Global Limited 尊嘉證券國際有限公司 |
RO | Type 2 - Dealing in futures contracts | 2021-09-06 | 2022-12-21 |
| Zinvest Global Limited 尊嘉證券國際有限公司 |
RO | Type 4 - Advising on securities | 2021-09-06 | 2022-12-21 |
| Zinvest Global Limited 尊嘉證券國際有限公司 |
RO | Type 5 - Advising on futures contracts | 2021-09-06 | 2022-12-21 |
| Zinvest Capital Management Limited 尊嘉資產管理有限公司 |
RO | Type 9 - Asset management | 2021-09-06 | 2022-12-21 |
| HF Securities and Futures Limited 匯福證券及期貨有限公司 |
RO | Type 1 - Dealing in securities | 2019-08-16 | 2020-09-30 |
| HF Securities and Futures Limited 匯福證券及期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2019-08-16 | 2020-09-30 |
| HF Securities and Futures Limited 匯福證券及期貨有限公司 |
Rep | Type 1 - Dealing in securities | 2019-08-06 | 2019-08-16 |
| HF Securities and Futures Limited 匯福證券及期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2019-08-06 | 2019-08-16 |
| Zinvest Global Limited 尊嘉證券國際有限公司 |
RO | Type 2 - Dealing in futures contracts | 2018-03-28 | 2019-04-30 |
| Zinvest Global Limited 尊嘉證券國際有限公司 |
RO | Type 5 - Advising on futures contracts | 2018-03-28 | 2019-04-30 |
| Zinvest Global Limited 尊嘉證券國際有限公司 |
RO | Type 1 - Dealing in securities | 2017-08-02 | 2019-04-30 |
| Zinvest Global Limited 尊嘉證券國際有限公司 |
RO | Type 4 - Advising on securities | 2017-08-02 | 2019-04-30 |
| Emperor Securities Limited 英皇證券有限公司 |
RO | Type 1 - Dealing in securities | 2013-04-25 | 2017-02-19 |
| Emperor Futures Limited 英皇期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2013-04-25 | 2017-02-19 |
| Emperor Securities Limited 英皇證券有限公司 |
RO | Type 4 - Advising on securities | 2013-04-25 | 2017-02-19 |
| Emperor Futures Limited 英皇期貨有限公司 |
RO | Type 5 - Advising on futures contracts | 2013-04-25 | 2017-02-19 |
| MF Global Hong Kong Limited 明富環球香港有限公司 |
RO | Type 1 - Dealing in securities | 2007-04-30 | 2011-09-14 |
| MF Global Securities HK Limited 明富環球證券香港有限公司 |
RO | Type 1 - Dealing in securities | 2007-04-30 | 2007-04-30 |
| MF Global Hong Kong Limited 明富環球香港有限公司 |
RO | Type 2 - Dealing in futures contracts | 2007-04-30 | 2011-09-14 |
| MF Global Hong Kong Limited 明富環球香港有限公司 |
RO | Type 4 - Advising on securities | 2007-04-30 | 2011-09-14 |
| MF Global Securities HK Limited 明富環球證券香港有限公司 |
RO | Type 4 - Advising on securities | 2007-04-30 | 2007-04-30 |
| MF Global Hong Kong Limited 明富環球香港有限公司 |
RO | Type 5 - Advising on futures contracts | 2007-04-30 | 2011-09-14 |
| MF Global Securities HK Limited 明富環球證券香港有限公司 |
Rep | Type 4 - Advising on securities | 2006-12-19 | 2007-04-30 |
| MF Global Hong Kong Limited 明富環球香港有限公司 |
Rep | Type 5 - Advising on futures contracts | 2006-12-19 | 2007-04-30 |
| MF Global Securities HK Limited 明富環球證券香港有限公司 |
Rep | Type 1 - Dealing in securities | 2006-11-09 | 2007-04-30 |
| MF Global Hong Kong Limited 明富環球香港有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2006-11-09 | 2007-04-30 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2006-10-01 |
| RBS Asia Securities (Hong Kong) Limited 蘇皇證券亞洲(香港)有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2005-02-04 |
| RBS Asia Futures Limited 蘇皇金融期貨亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2006-10-01 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-05-31 |
| RBS Asia Securities (Hong Kong) Limited 蘇皇證券亞洲(香港)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-05-31 |
| RBS Asia Futures Limited 蘇皇金融期貨亞洲有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2004-05-31 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-05-31 |
| RBS Asia Securities (Hong Kong) Limited 蘇皇證券亞洲(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-05-31 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-05-31 |
| RBS Asia Futures Limited 蘇皇金融期貨亞洲有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-05-31 |
| RBS Asia Securities (Hong Kong) Limited 蘇皇證券亞洲(香港)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-05-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chun Wah Wong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.