Yixin Chen
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yixin Chen (陳一新), a licensed Representative with CE reference BFX369. Currently licensed at 2 firm(s): BOCOM International (Asia) Limited, BOCOM International Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 6 - Advising on corporate finance. This person has 7.1 years of SFC licence history. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2026-07-28 | present |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2026-07-28 | present |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2026-07-28 | present |
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2026-07-28 | present |
| CMB International Capital Limited 招銀國際融資有限公司 |
Rep | Type 1 - Dealing in securities | 2021-08-17 | 2022-08-31 |
| CMB International Capital Limited 招銀國際融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2021-08-17 | 2022-08-31 |
| Mont Avenir Capital Limited 未來金融有限公司 |
Rep | Type 1 - Dealing in securities | 2020-05-21 | 2021-07-09 |
| Mont Avenir Capital Limited 未來金融有限公司 |
Rep | Type 6 - Advising on corporate finance | 2019-08-06 | 2021-07-09 |
| China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 |
Rep | Type 1 - Dealing in securities | 2015-07-23 | 2019-05-02 |
| China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2015-07-23 | 2019-05-02 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yixin Chen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.