Yu Liu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yu Liu (劉宇), a licensed Responsible Officer with CE reference BFW672. Currently licensed at 1 firm(s): First Seafront Asset Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 10.7 years of SFC licence history. Total licence records on file: 19.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| First Seafront Asset Management Limited 前海國際基金管理有限公司 |
RO | Type 1 - Dealing in securities | 2023-11-14 | present |
| First Seafront Asset Management Limited 前海國際基金管理有限公司 |
RO | Type 4 - Advising on securities | 2023-11-14 | present |
| First Seafront Asset Management Limited 前海國際基金管理有限公司 |
RO | Type 9 - Asset management | 2023-11-14 | present |
| First Seafront Asset Management Limited 前海國際基金管理有限公司 |
Rep | Type 1 - Dealing in securities | 2023-09-29 | 2023-11-14 |
| First Seafront Asset Management Limited 前海國際基金管理有限公司 |
Rep | Type 4 - Advising on securities | 2023-09-29 | 2023-11-14 |
| First Seafront Asset Management Limited 前海國際基金管理有限公司 |
Rep | Type 9 - Asset management | 2023-09-29 | 2023-11-14 |
| FXG Asset Management Limited 恒峰资产管理有限公司 |
Rep | Type 1 - Dealing in securities | 2023-03-22 | 2023-09-18 |
| FXG Asset Management Limited 恒峰资产管理有限公司 |
Rep | Type 4 - Advising on securities | 2023-03-22 | 2023-09-18 |
| FXG Asset Management Limited 恒峰资产管理有限公司 |
Rep | Type 9 - Asset management | 2023-03-22 | 2023-09-18 |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2021-06-25 | 2023-02-24 |
| PineBridge Investments Hong Kong Limited 柏瑞投資香港有限公司 |
Rep | Type 1 - Dealing in securities | 2021-06-25 | 2023-02-24 |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2021-06-11 | 2023-02-24 |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 |
Rep | Type 9 - Asset management | 2021-06-11 | 2023-02-24 |
| PineBridge Investments Hong Kong Limited 柏瑞投資香港有限公司 |
Rep | Type 9 - Asset management | 2021-06-11 | 2023-02-24 |
| CMB International Asset Management Limited 招銀國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2017-10-10 | 2021-06-04 |
| CMB International Asset Management Limited 招銀國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2017-10-10 | 2021-06-04 |
| CEB International Capital Corporation Limited 光銀國際資本有限公司 |
Rep | Type 4 - Advising on securities | 2016-08-30 | 2017-09-27 |
| SIIC Capital (Hong Kong) Investment Management Company Limited 上實資本(香港)投资管理有限公司 |
Rep | Type 4 - Advising on securities | 2015-07-27 | 2016-08-15 |
| SIIC Capital (Hong Kong) Investment Management Company Limited 上實資本(香港)投资管理有限公司 |
Rep | Type 9 - Asset management | 2015-07-27 | 2016-08-15 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yu Liu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.