Carl Ka Lok Hui
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Carl Ka Lok Hui (許嘉諾), a licensed Representative with CE reference BFS741. Currently licensed at 1 firm(s): Sun Life Investment Management Asia Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 9.2 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sun Life Investment Management Asia Limited 永明投資管理亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2025-06-09 | present |
| Sun Life Investment Management Asia Limited 永明投資管理亞洲有限公司 |
Rep | Type 9 - Asset management | 2025-06-09 | present |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 4 - Advising on securities | 2018-07-03 | 2024-01-04 |
| China Everbright Research Limited 中國光大資料研究有限公司 |
Rep | Type 4 - Advising on securities | 2017-09-11 | 2018-02-18 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 4 - Advising on securities | 2016-05-31 | 2018-02-18 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 4 - Advising on securities | 2015-07-02 | 2016-05-21 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Carl Ka Lok Hui during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.