Yong Li
李勇
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yong Li (李勇), a licensed former licensee with CE reference BEV817. This person has 7.6 years of SFC licence history. Total licence records on file: 20.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SDG Securities (HK) Limited 山金證券(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2022-11-14 | 2023-12-31 |
| SDG Securities (HK) Limited 山金證券(香港)有限公司 |
Rep | Type 5 - Advising on futures contracts | 2022-11-14 | 2023-12-31 |
| SDG Securities (HK) Limited 山金證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2022-11-14 | 2023-12-31 |
| SDG Securities (HK) Limited 山金證券(香港)有限公司 |
RO | Type 4 - Advising on securities | 2022-11-14 | 2023-12-31 |
| SDG Asset Management (HK) Limited 山金資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2022-02-21 | 2023-12-31 |
| SDG Asset Management (HK) Limited 山金資產管理(香港)有限公司 |
RO | Type 4 - Advising on securities | 2022-02-21 | 2023-12-31 |
| SDG Asset Management (HK) Limited 山金資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2022-02-07 | 2022-02-21 |
| SDG Securities (HK) Limited 山金證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2021-05-04 | 2021-12-31 |
| SDG Securities (HK) Limited 山金證券(香港)有限公司 |
RO | Type 4 - Advising on securities | 2021-05-04 | 2021-12-31 |
| SDG Securities (HK) Limited 山金證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2021-02-09 | 2021-05-04 |
| SDG Securities (HK) Limited 山金證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2021-02-09 | 2021-05-04 |
| SDG Securities (HK) Limited 山金證券(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2020-06-30 | 2021-12-31 |
| SDG Securities (HK) Limited 山金證券(香港)有限公司 |
Rep | Type 5 - Advising on futures contracts | 2020-06-30 | 2021-12-31 |
| SDG Securities (HK) Limited 山金證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2020-06-30 | 2021-02-09 |
| SDG Securities (HK) Limited 山金證券(香港)有限公司 |
RO | Type 4 - Advising on securities | 2020-06-30 | 2021-02-09 |
| SDG Securities (HK) Limited 山金證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2019-01-17 | 2020-06-30 |
| SDG Futures (HK) Limited 山金期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2019-01-17 | 2019-10-29 |
| SDG Asset Management (HK) Limited 山金資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2016-12-01 | 2019-01-01 |
| SDG Asset Management (HK) Limited 山金資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2016-12-01 | 2019-01-01 |
| Alphamax Asset Management (HK) Limited 利升資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2015-01-15 | 2015-09-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yong Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.