Zhuo Li
李卓
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zhuo Li (李卓), a licensed former licensee with CE reference BFX716. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SDG Asset Management (HK) Limited 山金資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2024-11-08 | 2025-09-14 |
| SDG Asset Management (HK) Limited 山金資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2024-11-08 | 2025-09-14 |
| SDG Asset Management (HK) Limited 山金資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2024-07-25 | 2024-11-08 |
| SDG Asset Management (HK) Limited 山金資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2024-07-25 | 2024-11-08 |
| Fortune Asset Management Limited 富強資產管理有限公司 |
RO | Type 4 — Advising on securities | 2024-05-23 | 2024-06-30 |
| Fortune Asset Management Limited 富強資產管理有限公司 |
RO | Type 9 — Asset management | 2024-05-23 | 2024-06-30 |
| Fortune Asset Management Limited 富強資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2023-06-05 | 2024-05-23 |
| Fortune Asset Management Limited 富強資產管理有限公司 |
Rep | Type 9 — Asset management | 2023-06-05 | 2024-05-23 |
| SDG Asset Management (HK) Limited 山金資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2017-03-15 | 2023-05-21 |
| SDG Asset Management (HK) Limited 山金資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2017-03-15 | 2023-05-21 |
| Zynergy Asset Management Limited 晟智資產管理有限公司 |
Rep | Type 9 — Asset management | 2015-08-21 | 2017-02-17 |