Yu Tian

田雨
CE No. BDX197 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yu Tian (田雨), a licensed Representative with CE reference BDX197. Currently licensed at 1 firm(s): MaiCapital Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 8.8 years of SFC licence history. Total licence records on file: 7.

Licence history

FirmRoleRegulated activityFromTo
MaiCapital Limited Rep Type 4 - Advising on securities 2024-06-24 present
MaiCapital Limited Rep Type 9 - Asset management 2024-06-24 present
CNCBI Asset Management Limited
信銀國際資產管理有限公司
Rep Type 4 - Advising on securities 2019-08-08 2021-07-12
CNCBI Asset Management Limited
信銀國際資產管理有限公司
Rep Type 9 - Asset management 2019-08-08 2021-07-12
China Orient International Asset Management Limited
中國東方國際資產管理有限公司
Rep Type 4 - Advising on securities 2017-03-03 2019-06-28
China Orient International Asset Management Limited
中國東方國際資產管理有限公司
Rep Type 9 - Asset management 2017-03-03 2019-06-28
BNP Paribas Securities (Asia) Limited
法國巴黎證券(亞洲)有限公司
Rep Type 6 - Advising on corporate finance 2014-07-31 2016-10-11

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