Xiaozhou Li
李曉舟
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaozhou Li (李曉舟), a licensed former licensee with CE reference AYQ734. This person has 8.6 years of SFC licence history. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Orient International Asset Management Limited 中國東方國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2015-09-14 | 2021-07-30 |
| China Orient International Asset Management Limited 中國東方國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2015-09-14 | 2021-07-30 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2012-03-05 | 2014-11-19 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Xiaozhou Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.