Siu Lun Lai
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Lun Lai (黎兆倫), a licensed Representative with CE reference BDF470. Currently licensed at 1 firm(s): Sumitomo Mitsui DS Asset Management (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 11.5 years of SFC licence history. Total licence records on file: 13.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 三井住友德思資產管理(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2022-08-25 | present |
| Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 三井住友德思資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2022-08-25 | present |
| Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 三井住友德思資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2022-08-25 | present |
| Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 三井住友德思資產管理(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2019-10-01 | 2021-11-20 |
| Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 三井住友德思資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2019-10-01 | 2021-11-20 |
| Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 三井住友德思資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2019-10-01 | 2021-11-20 |
| Daiwa SB Investments (HK) Limited 大和住銀投信投資顧問(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2017-03-20 | 2019-09-30 |
| Daiwa SB Investments (HK) Limited 大和住銀投信投資顧問(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2017-03-20 | 2019-09-30 |
| Daiwa SB Investments (HK) Limited 大和住銀投信投資顧問(香港)有限公司 |
Rep | Type 9 - Asset management | 2017-03-20 | 2019-09-30 |
| MacroValue Investors Limited | Rep | Type 9 - Asset management | 2014-11-05 | 2017-03-16 |
| Isola Capital Asset Management Limited 道源資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2014-04-30 | 2014-10-17 |
| Isola Capital Asset Management Limited 道源資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2014-04-30 | 2014-10-17 |
| Isola Capital Asset Management Limited 道源資產管理有限公司 |
Rep | Type 9 - Asset management | 2014-04-30 | 2014-10-17 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Siu Lun Lai during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.