Lap Pan Chui
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lap Pan Chui (徐立斌), a licensed Responsible Officer with CE reference BCK283. Currently licensed at 1 firm(s): Chubb Investment Management (HK) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 10.5 years of SFC licence history. Total licence records on file: 22.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Chubb Investment Management (HK) Limited 安達資產管理(香港)有限公司(以安達財富名義經營業務) |
RO | Type 1 - Dealing in securities | 2025-10-17 | present |
| Chubb Investment Management (HK) Limited 安達資產管理(香港)有限公司(以安達財富名義經營業務) |
RO | Type 4 - Advising on securities | 2025-07-04 | present |
| Chubb Investment Management (HK) Limited 安達資產管理(香港)有限公司(以安達財富名義經營業務) |
Rep | Type 9 - Asset management | 2025-06-26 | present |
| Chubb Investment Management (HK) Limited 安達資產管理(香港)有限公司(以安達財富名義經營業務) |
Rep | Type 4 - Advising on securities | 2025-05-30 | 2025-07-04 |
| iCapital Hong Kong Limited | RO | Type 1 - Dealing in securities | 2023-11-28 | 2025-02-06 |
| iCapital Hong Kong Limited | RO | Type 4 - Advising on securities | 2023-11-28 | 2025-02-06 |
| iCapital Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2023-10-10 | 2023-11-28 |
| iCapital Hong Kong Limited | Rep | Type 4 - Advising on securities | 2023-10-10 | 2023-11-28 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2021-04-21 | 2023-06-21 |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2021-04-21 | 2023-06-21 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2021-04-21 | 2023-06-21 |
| Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2018-07-13 | 2020-02-08 |
| Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 |
Rep | Type 9 - Asset management | 2018-07-13 | 2020-02-08 |
| Yunfeng Securities Limited 雲鋒證券有限公司 |
Rep | Type 4 - Advising on securities | 2017-05-12 | 2018-06-15 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
Rep | Type 1 - Dealing in securities | 2016-07-27 | 2018-06-15 |
| Yunfeng Securities Limited 雲鋒證券有限公司 |
Rep | Type 1 - Dealing in securities | 2016-07-27 | 2018-06-15 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
Rep | Type 4 - Advising on securities | 2016-07-27 | 2018-06-15 |
| Yunfeng Asset Management Limited 雲鋒資產管理有限公司 |
Rep | Type 9 - Asset management | 2016-07-27 | 2018-06-15 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
Rep | Type 9 - Asset management | 2016-07-27 | 2018-06-15 |
| Ark Group Holdings (Hong Kong) Limited 方舟集團控股（香港）有限公司 |
Rep | Type 9 - Asset management | 2015-07-13 | 2016-05-27 |
| Ark Group Holdings (Hong Kong) Limited 方舟集團控股（香港）有限公司 |
Rep | Type 1 - Dealing in securities | 2013-12-27 | 2016-05-27 |
| Ark Group Holdings (Hong Kong) Limited 方舟集團控股（香港）有限公司 |
Rep | Type 4 - Advising on securities | 2013-12-27 | 2016-05-27 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Lap Pan Chui during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.