Sor Ying Wong
王疏影
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sor Ying Wong (王疏影), a licensed former licensee with CE reference BAO806. This person has 5.9 years of SFC licence history. Total licence records on file: 13.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Yunfeng Asset Management Limited 雲鋒資產管理有限公司 |
RO | Type 9 - Asset management | 2018-01-12 | 2018-11-25 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
RO | Type 4 - Advising on securities | 2017-03-07 | 2018-11-25 |
| Yunfeng Securities Limited 雲鋒證券有限公司 |
RO | Type 4 - Advising on securities | 2017-03-07 | 2018-11-25 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
RO | Type 1 - Dealing in securities | 2016-11-03 | 2018-11-25 |
| Yunfeng Securities Limited 雲鋒證券有限公司 |
RO | Type 1 - Dealing in securities | 2016-11-03 | 2018-11-25 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
Rep | Type 1 - Dealing in securities | 2016-03-08 | 2016-11-03 |
| Yunfeng Securities Limited 雲鋒證券有限公司 |
Rep | Type 1 - Dealing in securities | 2016-03-08 | 2016-11-03 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
Rep | Type 4 - Advising on securities | 2016-03-08 | 2017-03-07 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
Rep | Type 9 - Asset management | 2016-03-08 | 2018-11-25 |
| Yunfeng Asset Management Limited 雲鋒資產管理有限公司 |
Rep | Type 9 - Asset management | 2016-03-08 | 2018-01-12 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2012-12-07 | 2016-02-19 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2012-12-07 | 2016-02-19 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 9 - Asset management | 2012-12-07 | 2016-02-19 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Sor Ying Wong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.