Stephane Kiefer
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stephane Kiefer, a licensed former licensee with CE reference BAH877. This person has 1.8 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CAIIS Limited | RO | Type 1 - Dealing in securities | 2015-04-29 | 2017-02-08 |
| CAIIS Limited | RO | Type 4 - Advising on securities | 2015-04-29 | 2017-02-08 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Stephane Kiefer during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Ashis Kumar Sengupta | CAIIS Limited | 2015–2017 |
| Samson Yiu Cho Lui | CAIIS Limited | 2015–2017 |
| Moon Sung Chang | CAIIS Limited | 2015–2017 |
| Kam Hon Chan | CAIIS Limited | 2015–2017 |
| Moon Fuk Cheung | CAIIS Limited | 2015–2017 |
| Chun Yu Choy | CAIIS Limited | 2015–2017 |
| Ping Hui Chu | CAIIS Limited | 2015–2017 |
| Yvonne Pui Yeung Chan | CAIIS Limited | 2015–2017 |
| Yin Wa Cheung | CAIIS Limited | 2015–2017 |
| Yee Ming Chan | CAIIS Limited | 2015–2017 |
| Lai Ming Ho | CAIIS Limited | 2015–2017 |
| Timothy Kwok Cheung Lo | CAIIS Limited | 2015–2017 |
| Charlie Ka Ki Lam | CAIIS Limited | 2015–2017 |
| Janet Kar Ming Lau | CAIIS Limited | 2015–2017 |
| Wai Fat Ng | CAIIS Limited | 2015–2017 |
| Kwan Yee So | CAIIS Limited | 2015–2017 |
| Catherine Pik Yiu Tsoi | CAIIS Limited | 2015–2017 |
| Pui Sze Bessy Tsui | CAIIS Limited | 2015–2017 |
| Yuk Ting Wong | CAIIS Limited | 2015–2017 |
| Cynthia Shuet Kwan Wong | CAIIS Limited | 2015–2017 |